Financial Advisor
INITIAL REPORTING RELATIONSHIP
ROLES & RESPONSIBILITIES
Position Purpose
Provide fiduciary guidance and relationship leadership for assigned families; deliver planning and investment advice consistent with firm philosophy.
Essential Responsibilities:
Client Discovery & Planning
- Conduct discovery; develop and present financial plans and proposals.
- Implement recommendations and coordinate with internal specialists.
Relationship & Growth
- Manage families for retention, wallet share growth, and referrals.
- Maintain proactive communication cadence and review schedules.
Documentation & Compliance
- Document thoroughly in CRM; adhere to compliance standards and procedures.
- Mentor Support Advisors; contribute to office goals and culture.
Performance Indicators (KPIs)
Retention · Revenue growth · Client NPS · Compliance results.
Core Competencies
Technical advice · Empathy · Communication · Ethics · Business development.
Example Career Path
Financial Advisor → Location VP.
HOW TO APPLY
Does the above describe you? We'd love to hear from you!
Please submit your Resume with a brief description of why this position is a good fit for you to Vicky by email: HR@yourlifeafterwork.com.
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